What is the process for crypto intermediaries to register with the US SEC agency?

3 answers

• Bad boy SyJan 02, 2022 · 3 years ago
  Sure! Registering with the US SEC agency as a crypto intermediary involves several steps. First, you need to determine whether your activities fall under the SEC's jurisdiction. If they do, you'll need to file a Form ADV with the SEC, providing detailed information about your business. You'll also need to meet certain net capital requirements and have a compliance program in place. Once your application is submitted, the SEC will review it and may request additional information or clarification. If approved, you'll receive a registration certificate and will be subject to ongoing reporting and compliance obligations.
  624

  312
• RascalSep 02, 2020 · 5 years ago
  The process for crypto intermediaries to register with the US SEC agency can be quite complex. It starts with determining whether your activities fall within the SEC's regulatory scope. If they do, you'll need to gather all the necessary documentation and information required by the SEC. This includes detailed information about your business, its structure, and its operations. Once you have all the required documents, you can submit your application to the SEC. The SEC will then review your application and may request additional information or clarification. If your application is approved, you'll receive a registration certificate and will be subject to ongoing reporting and compliance requirements.
  709

  237
• Kurakula NagarajuDec 28, 2023 · a year ago
  As an expert in the crypto industry, I can tell you that the process for crypto intermediaries to register with the US SEC agency is crucial for compliance and credibility. It involves a detailed application process, including the submission of a Form ADV and meeting specific net capital requirements. The SEC carefully reviews each application and may request additional information or clarification. Once approved, the intermediary receives a registration certificate and must adhere to ongoing reporting and compliance obligations. At BYDFi, we prioritize regulatory compliance and work closely with intermediaries to ensure a smooth registration process with the US SEC agency.
  682

  171